Regulatory
Complex financial services regulatory issues demand clear and practical advice. Our Financial Services Regulatory Group provides comprehensible and commercial advice to a wide range of FSA regulated entities.
The Regulatory Group specialises in the provision of practical advice on the full range of financial services regulatory matters. The Group advises on:
whether FSA authorisation is required and how to acquire it;
the detailed application of the FSA's rules and processes for regulated entities; and
contentious regulatory issues such as internal investigations; FSA enforcement actions; and court action involving regulated entities.
